Stock brokers and financial advisors have an obligation to exercise the appropriate standard of care in making appropriate recomendations regarding the finances of their clients. When a investment losses are caused by negligence, neglect or fraud, compensation may be available for the investor through a broker malpractice lawsuit or securities fraud arbitration case.

Financial Fraud lawsuits are reviewed for improper advice and poor recommendations, as well as wide spread fraud involving particular securities, such as:.

The Krudys Law Firm | Securities and Stock Broker Fraud

To review a potential claim for yourself, a friend or family member and determine if compensation may be available, request a free consultation and claim evaluation. While all investments have risks, financial advisors and stock brokers have an obligation to make recommendations which carry risk in line with the objectives of their clients. Failure to use the buying preferred stock fidelity of care which a reasonable broker should use have resulted in billions of dollars lost across the country.

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You may be entitled to compensation from the brokerage firm that let you down. Below are some of the most common examples of broker mistakes which have resulted in larger losses than would have been suffered with proper handling.

Because suit arbitration investment advisor broker stock fundb break downs in the internal controls seperating their research groups from their sales group, millions of dollars have been awarded to former clients of Solomon, Smith Barney and Merrill Lynch. Potential claims are reviewed nationwide, and there is no fee or expense unless we obtain a recovery for you.

Request a free consultation and claim evaluation. CONTACT OUR FINANCIAL FRAUD LAWYERS ABOUT A LAWSUIT.

Snubbed in Court Suits Against Broker, Convict Chases Merrill in Arbitration - AdvisorHub

No Fees or Expenses Unless You Win. Through use of co-counsel and local attorneys, cases are reviewed nationwide, but are not accepted in every state. Investment losses may be recoverable if the proper standards were not followed by a broker or advisor.

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